My Team

When you became my client, you placed your trust in me to help make your vision a reality. I honor that trust with the help of my expert support staff. Together, we make a strong commitment to customer service.

If at any time you have a question, concern or need, please let us know.

 
Carolyn J Millington

Carolyn J Millington

Associate Financial Advisor
Office 518-785-4141

I am lucky to have on my team, Carolyn since July 1997.  She holds a Bachelor of Science Degree in Business Management.  She is licensed as an Associate Financial Advisor.  She holds a New York State Life, Accident and Health license and Series 6 and Series 63 licenses.  She is responsible for overseeing the office and managing the day to day operations of my practice, so nothing falls through the cracks.  She is my insurance policy to make sure everything goes right with everything at the office.  She is available to assist you if I'm not available.

I'm so proud of Carolyn, who was chosen as our network office's 2011 Commitment to Excellence Award recipient!  Only 54 were selected out of all the field staff from around the country.

 
Heather L Smith

Heather L Smith

Associate Financial Representative
Office 518-785-4141

Heather has been with my team since August 2012.  She is licensed as an Associate Financial Representative.  She holds a New York State Life, Accident and Health license.  She is responsible for handling all service with your insurance plans and online access through the Northwestern Mutual system. You can also reach out to her to schedule a time to meet with me.

 

Mark L Fine, CLU®, ChFC®, CFP®, CASL®

Wealth Management Advisor

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck